- Proven success with new product introductions, firm installations, due diligence reviews, marketing materials preparation, pricing and product design
- Experience with overseeing all aspects of new share issuance including state specific escrow processing, escrow interest and tax reporting, transfer agency services, forms development, new business data entry, NIGO processing, confirms, statements, commission processing, monthly distributions, custodial reporting, transfers and redemptions
- Knowledgeable in all aspects of S-11 filing process, working with multiple outside counsels, staffing and BOD considerations, marketing materials and print/fulfillment vendors
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695 Town Center Drive, Suite 600
Costa Mesa, CA 92626
949-681-9125
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